Essential Strategies for Financial Services Compliance Book + PRICE WATCH * Amazon pricing is not included in price watch

Essential Strategies for Financial Services Compliance Book

Compliance officers perform a vital, yet unpopular role in the business world as they advise on complying with myriad rules and regulations. What is good for compliance is sometimes seen as being bad for business, making a compliance officer's role a difficult one. Essential Strategies for Financial Services Compliance offers practical guidance on how to apply a regulatory requirement to day to day situations. It also shows how to communicate the compliance department's activities to the rest of the firm, how the role fits within the organization as a whole, what the scope and limitation of their responsibilities are, what to do when things go wrong, and how to deal with unusual problems.Read More

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  • Blackwell

    Essential Strategies for Financial Services Compliance provides readers with all the information they need to make compliance work successfully for them and their firms.The book shows how to communicate the Compliance department's activities to...

  • 0470519045
  • 9780470519042
  • Annie Mills
  • 15 August 2008
  • John Wiley & Sons
  • Hardcover (Book)
  • 374
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